Joseph Schmitt is a registered investment advisor, based in Naperville, IL, with 6 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1460 Bond St, Naperville, IL, 60563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph sells and services fixed insurance contracts, dedicating minimal time to this activity. He also works nearly full-time as an advisor for Thrivent Advisor Network, providing investment advisory services.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Intentgen Financial Partners
Previous Registrations
Thrivent Investment Management INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Thrivent Advisor Network, LLC
Purshe Kaplan Sterling InvestmentsBroker
Thrivent Investment Management INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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