Douglas Klein
Douglas Klein is a registered investment advisor at Peak Financial Guidance LLC, based in Greenwood Village, CO, with 6 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 209 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $125K | 1.35% |
| $125K - $250K | 1.25% |
| $250K - $500K | 1.15% |
| $500K - $1.0M | 1.05% |
| $1.0M - $1.5M | 0.95% |
| $1.5M - $2.5M | 0.85% |
| $2.5M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.65% |
| $5M+ | 0.55% |
All assets are charged at one level. Financial planning is included in asset management fees.
Fee Estimator
Location
6312 S Fiddlers Green Circle, Suite 300E, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2023Employment History
Current Registrations
Peak Financial Guidance LLC
Previous Registrations
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Prudential Financial Planning Services
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State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.