Anant Mehta
Anant Mehta is a ChFC-designated registered investment advisor at Peak Financial Guidance LLC, based in Greenwood Village, CO, with 19 years of industry experience. Anant operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 209 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $125K | 1.35% |
| $125K - $250K | 1.25% |
| $250K - $500K | 1.15% |
| $500K - $1.0M | 1.05% |
| $1.0M - $1.5M | 0.95% |
| $1.5M - $2.5M | 0.85% |
| $2.5M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.65% |
| $5M+ | 0.55% |
All assets are charged at one level. Financial planning is included in asset management fees.
Fee Estimator
Location
6312 S Fiddlers Green Circle, Suite 300E, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anant uses ASM Financial, Inc, an S corp, for life and health insurance sales since 2002. This activity requires minimal time.
Employment History
Current Registrations
Peak Financial Guidance LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.