Leslie Ortiz-Quiroz is a CFP-designated registered investment advisor, based in Rock Hill, SC, with 6 years of industry experience.
Location
331 E Main St, Suite 403, Rock Hill, SC, 29730
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Leslie operates Wealth Enhancement Group as a DBA for her LPL business. She also provides investment advisory services through Wealth Enhancement Advisory Services, LLC, dedicating full-time hours to this activity.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
Carroll Financial Associates INC
Cetera Advisor Networks LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.