Lucas Gooding is a registered investment advisor, based in Westerville, OH, with 4 years of industry experience.
Location
Westerville, OH
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2024 - September 2025 · 11 mos
Citizens Securities, INC.
September 2022 - July 2024 · 1 yr 10 mos
Citizens Securities, INC.Broker
July 2022 - July 2024 · 2 yrs
Citizens Securities, INC.Broker
January 2020 - December 2020 · 11 mos
Northwestern Mutual Investment Services, LLCBroker
October 2019 - December 2019 · 2 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.