Yun Bai
Yun Bai is a registered investment advisor at Cetera Investment Advisers LLC, based in City of Industry, CA, with 6 years of industry experience. Yun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
18645 E Gale Ave #100, City of Industry, CA, 91748
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Yun owns rental properties in Rancho Cucamonga, CA (since 2020) and Las Vegas, NV (since September 2024). Both properties are managed by property management companies, requiring minimal time commitment from Yun.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Hsbc Securities (USA) INC.Broker
J.P. Morgan Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.