Peter Garfield is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2026 - Present · 4 mos
Morgan Stanley
January 2026 - Present · 4 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - November 2025 · 8 mos
Fidelity Personal and Workplace Advisors
August 2024 - March 2025 · 7 mos
Fidelity Personal and Workplace Advisors
December 2020 - August 2024 · 3 yrs 8 mos
Fidelity Brokerage Services LLCBroker
September 2020 - November 2025 · 5 yrs 2 mos
MML Investors Services, LLC
February 2020 - July 2020 · 5 mos
MML Investors Services, LLCBroker
July 2019 - July 2020 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.