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Robert Petrocine

LPL Enterprise, LLC
46 Years of Experience
Verona, NJ
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Robert Petrocine is a registered investment advisor at LPL Enterprise, LLC, based in Verona, NJ, with 46 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25 Pompton Avenue, Suite 101, Verona, NJ, 07044

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Settled
Customer Dispute
August 2000
Settled
Customer Dispute
December 1988
Award / Judgment
Employment Separation After Allegations
July 1984
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert sells and services fixed insurance products as an independent agent. He also holds power of attorney for his mother and is a member of the Glenridge Country Club membership committee.

Employment History
Current Registrations
LPL Enterprise, LLC
March 2026 - Present · 7 mos
LPL Enterprise, LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Equitable Advisors, LLCBroker
January 2020 - February 2026 · 6 yrs 1 mo
Equitable Advisors, LLC
January 2020 - February 2026 · 6 yrs 1 mo
Ameriprise Financial Services, INC.Broker
March 2011 - January 2020 · 8 yrs 10 mos
Ameriprise Financial Services, LLC.
March 2011 - January 2020 · 8 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 2002 - April 2007 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
May 1988 - April 2007 · 18 yrs 11 mos
Philips, Appel & Walden, INC.Broker
August 1984 - May 1988 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - September 1984 · 6 mos
Prudential-Bache Securities INC.Broker
February 1982 - April 1984 · 2 yrs 2 mos
Northfield Investments INC.Broker
June 1980 - February 1982 · 1 yr 8 mos
First Jersey Securities, INC.Broker
April 1980 - June 1980 · 2 mos
State Registrations18 states
CACTFLGAILMDNCNJNYOHORPASCTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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