TB
TB
Timothy Banks
43 Years of Experience
Mequon, WI
1 Disclosure
Timothy Banks is a registered investment advisor at Diversified Capital Wealth Management, LLC, based in Mequon, WI, with 43 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 120 clients with $22M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
120 clients
Average Client Portfolio
$185K average
Assets Under Management
$22.2M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $5.0M | 1.15% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
All fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11512 N. Port Washington Rd, Ste 101C, Mequon, WI, 53092
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2012Denied
Employment History
Current Registrations
Diversified Capital Wealth Management, LLC
May 2024 - Present · 2 yrs
Previous Registrations
LPL Financial LLCBroker
February 2018 - November 2022 · 4 yrs 9 mos
LPL Financial LLC
February 2018 - October 2022 · 4 yrs 8 mos
Sii Investments, INC.
April 2016 - February 2018 · 1 yr 10 mos
Sii Investments, INC.Broker
August 2000 - February 2018 · 17 yrs 6 mos
Sii Investments, INC.
August 2000 - July 2015 · 14 yrs 11 mos
Ffp Securities, INC.Broker
July 1994 - August 2000 · 6 yrs 1 mo
First Securities CorporationBroker
May 1993 - August 1994 · 1 yr 3 mos
J.E. Liss & Company, INC.Broker
September 1991 - May 1993 · 1 yr 8 mos
Securities America, INC.Broker
September 1990 - September 1991 · 1 yr
Prudential-Bache Securities INC.Broker
August 1982 - August 1989 · 7 yrs
Equable Securities CorporationBroker
April 1980 - August 1982 · 2 yrs 4 mos
State Registrations1 state
WI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.