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Michael Palmisano

Diversified Capital Wealth Management, LLC
38 Years of Experience
Mequon, WI
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Michael Palmisano is a registered investment advisor at Diversified Capital Wealth Management, LLC, based in Mequon, WI, with 38 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 110 clients with $20M in assets under management.

Diversified Capital Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
110 clients
Average Client Portfolio
$182K average
Assets Under Management
$20.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.75%
$250K - $500K1.50%
$500K - $1.0M1.25%
$1.0M - $5.0M1.15%
$5.0M - $10.0M1.00%
$10M+1.00%

All fees are negotiable. Fees for accounts over $10,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11512 N. Port Washington Rd, Ste 101C, Mequon, WI, 53092

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2008
Final
Employment Separation After Allegations
March 2004
Regulatory
March 2002
Final
Customer Dispute
August 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is the President and Advisory Representative of Diversified Capital Wealth Management LLC, dedicating nearly full-time hours to this role. He also works as an independent insurance agent for various companies, spending a few hours per week on this activity.

Employment History
Current Registrations
Diversified Capital Wealth Management, LLC
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
November 2015 - June 2021 · 5 yrs 7 mos
Cambridge Investment Research Advisors, INC.
November 2015 - October 2016 · 11 mos
Concorde Asset Management, LLC
February 2014 - November 2015 · 1 yr 9 mos
Concorde Investment Services, LLCBroker
February 2014 - November 2015 · 1 yr 9 mos
Cabot Lodge Securities LLCBroker
July 2013 - March 2014 · 8 mos
Cl Wealth Management LLC
March 2011 - February 2014 · 2 yrs 11 mos
Allied Beacon Partners, INC.Broker
February 2011 - August 2013 · 2 yrs 6 mos
American Beacon Partners, INC.Broker
June 2010 - February 2011 · 8 mos
Ing Financial Partners, INC
May 2008 - April 2010 · 1 yr 11 mos
Ing Financial Partners, INC
July 2007 - July 2007 · 0 mos
Ing Financial Partners, INC.Broker
March 2007 - April 2010 · 3 yrs 1 mo
First Midwest Securities, INC.Broker
August 2005 - December 2006 · 1 yr 4 mos
Waterstone Financial Group, INC.Broker
April 2004 - June 2005 · 1 yr 2 mos
Sii Investments, INC.Broker
August 1997 - March 2004 · 6 yrs 7 mos
Sigma Financial CorporationBroker
February 1997 - September 1997 · 7 mos
Liss Financial Services, INC.Broker
August 1989 - January 1997 · 7 yrs 5 mos
Wellington Investment Services CORP.Broker
January 1989 - September 1989 · 8 mos
Fsc Securities CorporationBroker
December 1987 - February 1989 · 1 yr 2 mos
American Express Financial Advisors INC.Broker
December 1987 - January 1988 · 1 mo
State Registrations1 state
WI
Advisor

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Exams
No exam information available for this advisor.
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