RM
RM

Rodney Mott

7 Years of Experience
Anacortes, WA
1 DisclosureBroker

Rodney Mott is a registered investment advisor at Key Investment Services LLC, based in Anacortes, WA, with 7 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Medical Professionals, and 1 more. Their firm serves 34,920 clients with $8.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
640 advisors
Number of Clients
34,920 clients
Average Client Portfolio
$254K average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.40%
$1M+1.00%

The schedule represents the maximum annual advisory fee charged by Key Investment Services. Investment manager or strategist fees are additional. The advisory fee portion is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1600 Commercial Ave, Anacortes, WA, 98221

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2026
Pending
Employment History
Current Registrations
Key Investment Services LLCBroker
August 2023 - Present · 3 yrs 2 mos
Key Investment Services LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
LPL Financial LLC
October 2022 - August 2023 · 10 mos
LPL Financial LLCBroker
October 2022 - August 2023 · 10 mos
Thrivent Investment Management INC.
February 2020 - October 2022 · 2 yrs 8 mos
Thrivent Investment Management INC.Broker
February 2020 - October 2022 · 2 yrs 8 mos
First Command Advisory Services
June 2019 - December 2019 · 6 mos
First Command Financial Planning, INC.Broker
May 2019 - December 2019 · 7 mos
State Registrations7 states
CAGAMAMDMOUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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