Harold Grubbs is a registered investment advisor at Financial Management, INC., based in Little Rock, AR, with 43 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 174 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $4.0M | 0.40% |
| $4M+ | 0.20% |
Fees may be based on cumulative household assets under management. Certain ERISA rules prevent householding corporate plans with personal assets for fee reductions.
Fee Estimator
Location
4007 N. Rodney Parham Road, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Harold is a board member of Earth Science Laboratories, Inc. since 1992, dedicating minimal time. He also sells air purification products through Brush Mountain Construction, starting in 2020, dedicating minimal time.
Employment History
Current Registrations
Financial Management, INC.
Previous Registrations
The Leaders Group, INC.Broker
Hfg Investment Group, LLCBroker
Pinnacle Asset Management, LLC
The Leaders Group, INC.Broker
Equity Capital CorporationBroker
Integrated Resources Equity CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.