Carlos Benitez is a registered investment advisor, based in Plano, TX, with 6 years of industry experience.
Location
7900 Windrose Ave., Plano, TX, 75024
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carlos is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Marketing Corporation
May 2021 - Present · 5 yrs 2 mos
Vanguard Advisers, INC.
May 2021 - Present · 5 yrs 2 mos
Vanguard Marketing CorporationBroker
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
August 2019 - January 2021 · 1 yr 5 mos
Securian Financial Services, INC.Broker
July 2019 - January 2021 · 1 yr 6 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.