Gerald Nearier
Gerald Nearier is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Hamden, CT, with 45 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2321 Whitney Avenue, Suite 106, Hamden, CT, 06518
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 1999Criminal
June 1993Other Business Activities
Gerald is a Notary Public, notarizing documents since 2009. This activity requires minimal time and is investment related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Ryan Beck & CO.
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
Herzfeld & Stern INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
First Jersey Securities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.