Thomas Moran
Thomas Moran is a registered investment advisor at Moran Wealth Management, LLC, based in Naples, FL, with 45 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,694 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.60% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
These fees apply to the Dynamic Income Allocation Portfolio. For the majority of the Firm’s strategies, the management fee varies between 0.10% and 1.25%, depending upon the size and composition of a client’s portfolio, the type and amount of services rendered, and the individual(s) providing the services. Concentrated Value Portfolio: 1.00%
Fee Estimator
Location
5801 Pelican Bay Blvd, Suite 110, Naples, FL, 34108
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2024Customer Dispute
January 2000Customer Dispute
August 1999Other Business Activities
Thomas is an advisory board member for The James Madison Institute and co-trustee for his spouse's trust, dedicating minimal time to each. He also owns rental property with his spouse and is a trustee for the Moran Family Foundation, spending a few hours per week on the latter.
Employment History
Current Registrations
Moran Wealth Management, LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Richardson Greenshields Securities INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.