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Thomas Moran

Moran Wealth Management, LLC
46 Years of Experience
Naples, FL
3 Disclosures
View SEC Summary
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Thomas Moran is a registered investment advisor at Moran Wealth Management, LLC, based in Naples, FL, with 46 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 1,694 clients with $5.1B in assets under management.

Moran Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
1,694 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees range between 0.10% and 1.25% annually depending on portfolio size, composition, and services rendered. Self-directed custody accounts may be charged up to 0.10%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5801 Pelican Bay Blvd, Suite 110, Naples, FL, 34108

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Settled
Customer Dispute
January 2000
Denied
Customer Dispute
August 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is an advisory board member for The James Madison Institute and co-trustee for his spouse's trust, dedicating minimal time to each. He also owns rental property with his spouse and is a trustee for the Moran Family Foundation, spending a few hours per week on the latter.

Employment History
Current Registrations
Moran Wealth Management, LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
November 2018 - August 2022 · 3 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2018 - August 2022 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLC
July 2003 - November 2018 · 15 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - November 2018 · 15 yrs 4 mos
Prudential Securities Incorporated
April 1984 - July 2003 · 19 yrs 3 mos
Prudential Securities IncorporatedBroker
April 1984 - July 2003 · 19 yrs 3 mos
Richardson Greenshields Securities INC.Broker
April 1982 - May 1984 · 2 yrs 1 mo
Paine, Webber, Jackson & Curtis INC.Broker
May 1980 - April 1982 · 1 yr 11 mos
State Registrations2 states
FLTX
Advisor

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Exams
No exam information available for this advisor.
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Thomas Moran - Financial Advisor | TrueAdvisor