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Charles Frank

Wells Fargo Advisors
46 Years of Experience
Frontenac, MO
3 DisclosuresBroker
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Charles Frank is a registered investment advisor at Wells Fargo Advisors, based in Frontenac, MO, with 46 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10369 Clayton Rd, Frontenac, MO, 63131

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 1997
Final
Customer Dispute
March 1994
Settled
Customer Dispute
January 1994
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2025 - Present · 1 yr 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
May 1986 - January 2008 · 21 yrs 8 mos
R. Rowland & CO., IncorporatedBroker
May 1980 - May 1986 · 6 yrs
State Registrations13 states
CACTFLGAILKSMONJNMNVNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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