WA
WA
William Arnold
31 Years of Experience
Frontenac, MO
1 DisclosureBroker
William Arnold is a registered investment advisor at Wells Fargo Advisors, based in Frontenac, MO, with 31 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
10369 Clayton Rd, Frontenac, MO, 63131
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2002Closed-No Action
Other Business Activities
William serves as a co-trustee for a friend, a role that is investment-related. This activity requires minimal time.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
November 2018 - Present · 7 yrs 6 mos
Wells Fargo Advisors
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
October 2012 - December 2018 · 6 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 2012 - December 2018 · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley
June 2009 - November 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
April 2004 - June 2009 · 5 yrs 2 mos
Citigroup Global Markets INC.
April 2004 - June 2009 · 5 yrs 2 mos
UBS Financial Services INC.
June 2002 - May 2004 · 1 yr 11 mos
UBS Financial Services INC.Broker
June 2002 - May 2004 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 1996 - July 2002 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1996 - July 2002 · 6 yrs 4 mos
Advantage Capital CorporationBroker
August 1994 - December 1995 · 1 yr 4 mos
Travelers Equities Sales, INC.Broker
February 1994 - August 1994 · 6 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.