Stephan Coles
Stephan Coles is a registered investment advisor at Voya Financial Advisors, INC., based in Melville, NY, with 44 years of industry experience. Stephan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.75% |
| $500K - $1.0M | 2.50% |
| $1.0M - $2.0M | 2.35% |
| $2.0M - $5.0M | 2.10% |
| $5.0M - $10.0M | 2.05% |
| $10M+ | 2.00% |
Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.
Fee Estimator
Location
One Huntington Quadrangle Ste 1C01, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2022Other Business ActivitiesSells Insurance
Stephan works as an independent insurance agent, selling fixed annuities and life insurance since 2010. This activity is insurance-related.
Employment History
Current Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Previous Registrations
Voya Financial Advisors, INC.
Ing Financial Advisers, LLCBroker
Aetna Life Insurance and Annuity CompanyBroker
Mutual Benefit Financial Service CompanyBroker
The Prudential Insurance Company of AmericaBroker
Cigna Securities, INC.Broker
The Mutual Life Insurance Company of New YorkBroker
Cg Equity Sales CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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