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Sean Sullivan

6 Years of Experience
New York, NY
Broker

Sean Sullivan is a registered investment advisor, based in New York, NY, with 6 years of industry experience.

Location

300 Park Avenue, 15th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean works full-time as an Investment Advisor Representative (IAR) for Yieldstreet Management LLC, an affiliated Registered Investment Adviser. He provides discretionary and non-discretionary investment advisory services to retail investors and other clients.

Employment History
Current Registrations
Willow Wealth Markets LLCBroker
January 2025 - Present · 1 yr 4 mos
Willow Wealth
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
LPL Financial LLC
December 2021 - December 2022 · 1 yr
LPL Financial LLCBroker
December 2021 - December 2022 · 1 yr
RBC Capital Markets, LLC
January 2020 - December 2021 · 1 yr 11 mos
RBC Capital Markets, LLCBroker
October 2019 - December 2021 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Sean Sullivan - Financial Advisor | TrueAdvisor