Thomas Sowers is a CFP-designated registered investment advisor, based in Charlotte, NC, with 7 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas works as a dog walker, dedicating minimal time to this role. He also provides investment advisory services through Kestra Advisory Services, LLC and Ignite Wealth Planning, and sells life, LTC, and disability insurance policies through Good Life Insurance, dedicating about 10-20% of his time.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Dfa Securities LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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