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Jesse Raines

6 Years of Experience
Plymouth Meeting, PA
2 DisclosuresBrokerSells Insurance

Jesse Raines is a registered investment advisor, based in Plymouth Meeting, PA, with 6 years of industry experience.

Location

620 W Germantown Pike, Ste 170, Plymouth Meeting, PA, 19462

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Settled
Customer Dispute
July 2020
Denied
Other Business ActivitiesSells Insurance

Jesse is an agent/broker for fixed insurance sales, dedicating a few hours per week. He also owns rental properties, a pizza restaurant, a financial services DBA, and a real estate holding company, spending varying amounts of time on each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
July 2019 - August 2023 · 4 yrs 1 mo
Securian Financial Services, INC.Broker
May 2019 - August 2023 · 4 yrs 3 mos
State Registrations7 states
CACOFLNJNVPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jesse Raines - Financial Advisor | TrueAdvisor