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Aaron Moore

Steward Partners Investment Advisory, LLC
6 Years of Experience
Madison, WI
Broker
View SEC Summary
View SEC Summary

Aaron Moore is a registered investment advisor at Steward Partners Investment Advisory, LLC, based in Madison, WI, with 6 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
477 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

440 Science Drive, Suite 303, Madison, WI, 53711

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is an employee of Vantage Point Private Wealth, LLC, a financial services DBA. This is a non-investment related activity and requires minimal time.

Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
June 2024 - Present · 2 yrs 4 mos
Steward Partners Investment Solutions, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Steward Partners Investment Solutions, LLC
August 2023 - July 2024 · 11 mos
Harbour Investments, INC.
June 2022 - August 2023 · 1 yr 2 mos
Harbour Investments, INC.Broker
June 2022 - August 2023 · 1 yr 2 mos
Securian Financial Services, INC.
June 2021 - June 2022 · 1 yr
Securian Financial Services, INC.Broker
June 2021 - June 2022 · 1 yr
Northwestern Mutual Investment Services,llc
April 2020 - June 2021 · 1 yr 2 mos
Northwestern Mutual Investment Services, LLCBroker
April 2020 - June 2021 · 1 yr 2 mos
Edward Jones
July 2019 - October 2019 · 3 mos
Edward JonesBroker
June 2019 - October 2019 · 4 mos
State Registrations25 states
AZCACOCTFLGAIAILINKSMDMIMNMTNJNVNYOHSCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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