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Dennis Lambert

Concurrent Investment Advisors, LLC
46 Years of Experience
Houston, TX
1 Disclosure
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Dennis Lambert is a registered investment advisor at Concurrent Investment Advisors, LLC, based in Houston, TX, with 46 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 13,277 clients with $16B in assets under management.

Concurrent Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
286 advisors
Number of Clients
13,277 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.70%
$2.0M - $3.0M1.60%
$3.0M - $5.0M1.50%
$5.0M - $7.5M1.40%
$7.5M - $10.0M1.30%
$10M+1.00%

Fees are incremental and negotiable. Clients also incur a custody, platform, and administration fee typically equal to 0.05% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4900 Woodway Drive, Suite 1250, Houston, TX, 77056

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History

Regulatory History (1)
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Customer Dispute
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dennis is the president of Caballo Rojo Ranch, LLC, a livestock advertising and publication business run by his wife, and co-owner of Caballo Rojo Publishing Group, LP. He also serves on the board of directors and as treasurer for the Texas Rangers Association Foundation, guiding investment decisions, and is involved with Trust Ark, Shield Trust, and Shield Trust Concurrent Holdings.

Employment History
Current Registrations
Concurrent Investment Advisors, LLC
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
March 2020 - September 2024 · 4 yrs 6 mos
RBC Capital Markets, LLCBroker
March 2020 - September 2024 · 4 yrs 6 mos
Morgan Stanley
June 2009 - March 2020 · 10 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2020 · 10 yrs 9 mos
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
UBS Financial Services INC.Broker
July 2001 - April 2009 · 7 yrs 9 mos
UBS Financial Services INC.
July 2001 - April 2009 · 7 yrs 9 mos
Dain Rauscher IncorporatedBroker
March 1998 - July 2001 · 3 yrs 4 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
June 1994 - January 1998 · 3 yrs 7 mos
Everen Securities, INC.Broker
September 1990 - June 1994 · 3 yrs 9 mos
Lovett Underwood Neuhaus & Webb, INC.Broker
November 1989 - September 1990 · 10 mos
Underwood, Neuhaus & CO., IncorporatedBroker
February 1988 - November 1989 · 1 yr 9 mos
Oppenheimer & CO., INC.Broker
May 1986 - February 1988 · 1 yr 9 mos
E. F. Hutton & Company INCBroker
June 1980 - May 1986 · 5 yrs 11 mos
State Registrations1 state
TX
Advisor

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Exams
No exam information available for this advisor.
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