Scott Baker is a registered investment advisor at RBC Capital Markets, LLC, based in Fort Collins, CO, with 45 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
3491 East Harmony Road, Suite 210, Fort Collins, CO, 80528-9669
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott is involved in several outside business activities, including serving on the board of directors for High Plains Scuba and as a director for the East Larimer County Water District. He also provides scuba diving instruction through Raging Flounder, Inc. and is involved with the Red Cross.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
Everen Securities, INC.Broker
Boettcher & Company, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.