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Jacob Tague

Stifel, Nicolaus & Company, Incorporated
7 Years of Experience
Santa Fe, NM
1 DisclosureBroker
View SEC Summary
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Jacob Tague is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Santa Fe, NM, with 7 years of industry experience. Jacob is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

130 Lincoln Avenue, 2nd Floor, Santa Fe, NM, 87501

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History

Regulatory History (1)
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Employment Separation After Allegations
May 2021
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jacob is involved in several non-investment related activities, including mentoring small businesses with SCORE, serving as Chairman for Ducks Unlimited, and volunteering with the Santa Fe Hispanic Chamber of Commerce. He also serves on the finance committee and board of directors for The Mountain Center, dedicating minimal time to each role.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2021 - Present · 5 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2019 - May 2021 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2019 - May 2021 · 1 yr 10 mos
State Registrations31 states
AKALAZCACODEFLGAIAIDILINKYLAMDMEMONCNMNVNYOHORPASCSDTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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