Jacob Tague
Jacob Tague is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Santa Fe, NM, with 6 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
130 Lincoln Avenue, 2nd Floor, Santa Fe, NM, 87501
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2021Other Business Activities
Jacob is involved in several non-investment related activities, including mentoring small businesses with SCORE, serving as Chairman for Ducks Unlimited, and volunteering with the Santa Fe Hispanic Chamber of Commerce. He also serves on the finance committee and board of directors for The Mountain Center, dedicating minimal time to each role.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.