MC
CFP
MC
CFP

Michael Cortes

6 Years of Experience
Littleton, CO
Broker

Michael Cortes is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Littleton, CO, with 6 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2979 W Main St, Suite 300-309, Littleton, CO, 80120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is involved in several outside business activities, including Mundo Real Estate LLC, The Network, Inc, Quetzal Global DBA The Fitness Xchange, and College Planning Software from College Funding Solutions, Inc. He also works as a bookkeeper for his spouse's legal practice, Baldwin Cortes LLC, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Investment Services LLC
March 2021 - Present · 5 yrs 2 mos
Cetera Investment Services LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
July 2019 - March 2021 · 1 yr 8 mos
State Registrations26 states
AKALAZCACOCTFLILINKSLAMIMOMTNDNENHNMOHORSDTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.