Ru Bai
Ru Bai is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Rolling Hills Estate, CA, with 6 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
608 Silver Spur Road #330, Rolling Hills Estate, CA, 90274
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ru works as an insurance agent/representative for POM Agency, Inc. and Cindybai Financial, dedicating about a quarter of his time and about half his time, respectively, to these roles; he also participates in the Impact Health Share program and plans to form a CPA firm focused on tax preparation and bookkeeping, where he will focus on marketing.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Capital Financial Consultants Group, INC.
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.