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Mohammad Arien

Advice and Planning Services
5 Years of Experience
Frisco, TX
6 DisclosuresBroker
View SEC Summary
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Mohammad Arien is a registered investment advisor at Advice and Planning Services, based in Frisco, TX, with 5 years of industry experience. Mohammad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Frisco, TX

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2020
Final
Financial
September 2019
Final
Financial
January 2019
Final
Financial
September 2018
Final
Financial
June 2018
Final
Financial
April 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Tiaa-Cref Individual & Institutional Services, LLC
May 2026 - Present · 5 mos
Advice and Planning Services
May 2026 - Present · 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2026 - Present · 5 mos
Previous Registrations
PNC Wealth Management
March 2024 - April 2026 · 2 yrs 1 mo
PNC Wealth Management LLCBroker
March 2024 - April 2026 · 2 yrs 1 mo
Citizens Securities, INC.
August 2023 - March 2024 · 7 mos
Citizens Securities, INC.Broker
August 2023 - March 2024 · 7 mos
Citigroup Global Markets INC.
June 2022 - May 2023 · 11 mos
Citigroup Global Markets INC.Broker
May 2022 - May 2023 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2020 - May 2022 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - May 2022 · 1 yr 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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