Stephen Braun is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
20 Linden Place, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2005 - April 2007 · 2 yrs 1 mo
Morgan Stanley
March 2005 - April 2007 · 2 yrs 1 mo
Wachovia Securities, LLC
July 2003 - March 2005 · 1 yr 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2005 · 1 yr 8 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
May 1999 - July 2003 · 4 yrs 2 mos
Painewebber IncorporatedBroker
June 1993 - June 1999 · 6 yrs
Lehman Brothers INC.Broker
May 1988 - June 1993 · 5 yrs 1 mo
E. F. Hutton & Company INCBroker
January 1981 - May 1988 · 7 yrs 4 mos
Fittin, Cunningham & Lauzon, INC.Broker
July 1980 - February 1981 · 7 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAILINKSLAMAMDMEMIMNNCNENHNJNYOHPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.