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John Cadena

Sb Advisory, LLC
32 Years of Experience
Independence, MO
Broker
View SEC Summary
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John Cadena is a registered investment advisor at Sb Advisory, LLC, based in Independence, MO, with 32 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,744 clients with $1.1B in assets under management.

Sb Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
2,744 clients
Average Client Portfolio
$401K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable. Third-party manager programs charge an additional fee up to 1.25% with total fees not to exceed 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Independence, MO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sb Advisory, LLC
February 2026 - Present · 8 mos
San Blas Advisory, INC.
January 2026 - Present · 9 mos
San Blas Securities LLC
December 2025 - Present · 10 mos
San Blas Securities LLCBroker
December 2025 - Present · 10 mos
Previous Registrations
C2m Securities, LLCBroker
July 2024 - September 2025 · 1 yr 2 mos
Essex Securities LLCBroker
January 2020 - December 2021 · 1 yr 11 mos
Cadena Securities Services, LLC.Broker
October 2012 - September 2018 · 5 yrs 11 mos
Saxis Group, LLC.Broker
June 2008 - June 2013 · 5 yrs
Raymond James & Associates, INC.Broker
May 2002 - February 2006 · 3 yrs 9 mos
Gunnallen Financial, INCBroker
August 1999 - June 2000 · 10 mos
Birchtree Financial Services, INC.Broker
April 1994 - August 1999 · 5 yrs 4 mos
United Missouri Brokerage Services, INC.Broker
October 1992 - April 1994 · 1 yr 6 mos
Birchtree Financial Services, INC.Broker
March 1992 - October 1992 · 7 mos
Olde Discount CorporationBroker
January 1987 - September 1990 · 3 yrs 8 mos
Lowell H. Listrom & Company INC.Broker
September 1986 - January 1987 · 4 mos
B.C. Christopher Securities CO.Broker
November 1983 - September 1984 · 10 mos
E. F. Hutton & Company INCBroker
May 1983 - December 1983 · 7 mos
Lowell H. Listrom & Company INC.Broker
July 1980 - August 1981 · 1 yr 1 mo
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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