Austin Summers is a CFA-designated registered investment advisor, based in Sheboygan Falls, WI, with 6 years of industry experience. Austin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
517 Monroe St, Sheboygan Falls, WI, 53085
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Austin is an Investment Advisor Representative (IAR) with Merit Financial Group since September 2022. This activity takes up a full-time commitment.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
LPL Financial LLCBroker
Cambridge Investment Research, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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