Joshua Preiss is a CFA-designated registered investment advisor, based in Sheboygan Falls, WI, with 9 years of industry experience.
Location
517 Monroe Street, Sheboygan Falls, WI, 53085
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joshua is an Investment Advisor Representative (IAR) with Merit Financial Group, dedicating full-time hours to this role. He performs administrative tasks at a registered location.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
August 2022 - August 2024 · 2 yrs
Cambridge Investment Research Advisors, INC.
November 2017 - August 2022 · 4 yrs 9 mos
Cambridge Investment Research, INC.Broker
November 2017 - August 2022 · 4 yrs 9 mos
Voya Financial Advisors, INC.Broker
November 2016 - November 2017 · 1 yr
State Registrations1 state
WI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.