Mike Persia
Mike Persia is a registered investment advisor at Ameriprise Financial Services, LLC, based in Houston, TX, with 45 years of industry experience. Mike operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2727 Allen Pkwy., Ste. 1500, Houston, TX, 77019-2127
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1999Other Business Activities
Mike co-owns Q5 Operations LLC and CALVARYLOT2, LLC (real estate), and owns MP3 Operations LLC. He also owns Q5 Wealth Management, dedicating about a third of his time to it during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Painewebber IncorporatedBroker
Rotan Mosle INC.Broker
Rotan Mosle INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.