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Abigail Spears

Stifel, Nicolaus & Company, Incorporated
3 Years of Experience
Marion, OH
Broker
View SEC Summary
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Abigail Spears is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Marion, OH, with 3 years of industry experience. Abigail is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1101 Mt. Vernon Ave., Marion, OH, 43302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abigail is a board member for BookMarks of the Marion Public Library, where she attends meetings and plans fundraising events. This activity takes minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2023 - Present · 3 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - July 2023 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2023 - July 2023 · 6 mos
State Registrations29 states
ARAZCACOCTFLGAILINKSKYMAMDMIMNMTNCNENJNVNYOHPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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