BB
BB

Blake William Bauer

4 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

515 South Flower Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Funds Distributors LLC
August 2022 - Present · 3 yrs 6 mos
Tcw Investment Management Company LLC
August 2022 - Present · 3 yrs 6 mos
Tcw Funds Distributors LLCBroker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
W&s Brokerage Services, INC.
March 2021 - March 2022 · 1 yr
W&s Brokerage Services, INC.Broker
September 2020 - March 2022 · 1 yr 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.