Christopher Mullen
Christopher Mullen is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Greenwood Village, CO, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
6400 S Fiddlers Green Cir, Greenwood Village, CO, 80111
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Regulatory History (1)
Customer Dispute
January 2008Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Thomson Mckinnon Securities INC.Broker
B. J. Leonard and Company, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.