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Seong Yoon

3 Years of Experience
Albany, NY

Seong Yoon is a registered investment advisor at Strikeout Capital LLC, based in Albany, NY, with 3 years of industry experience. Seong operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 9 clients with $850K in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
9 clients
Average Client Portfolio
$94K average
Assets Under Management
$850K

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1M+1.50%

Option B (1.5%) is only available to qualified clients and includes a performance allocation. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

418 Broadway #6326, Albany, NY, 12207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Strikeout Capital LLC
May 2024 - Present · 2 yrs
Previous Registrations
Guggenheim Securities, LLCBroker
August 2020 - September 2022 · 2 yrs 1 mo
State Registrations2 states
CANY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Seong Yoon - Financial Advisor | TrueAdvisor