Bradley Rothhammer
Bradley Rothhammer is a registered investment advisor at Osaic Wealth, INC., based in Greenwood Village, CO, with 42 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5347 S Valentia Way Ste 130, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (1)
Criminal
October 1992Other Business ActivitiesSells Insurance
Bradley sells and services insurance products since 1981, dedicating about 10-20% of his time. He is also involved in other ventures, including managing an office building, various fundraising activities, personal real estate investments, and selling group health insurance, life insurance, and annuities through Corporate Benefit Design, LLC.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Washington Square Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
Cigna Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.