Kevin Swansburg
Kevin Swansburg is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Andover, MA, with 5 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
35 New England Bus Ctr, Ste 201, Andover, MA, 01810
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin owns QualityBuyDirect, selling items on Amazon, and works as a commissioned notary public in Massachusetts, notarizing documents, each taking minimal time. He also does food delivery for Uber Eats and Grubhub, spending a few hours per week.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations2 states
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