Calvin Sumner
Calvin Sumner is a ChFC-designated registered investment advisor at Osaic Advisory Services, LLC, based in Lake Oswego, OR, with 45 years of industry experience. Calvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
Lake Oswego, OR
Get directionsHistory
Regulatory History (6)
Judgment / Lien
July 2025Financial
May 2018Employment Separation After Allegations
March 2012Customer Dispute
July 2008Employment Separation After Allegations
July 2008Customer Dispute
November 2006Other Business ActivitiesSells Insurance
Calvin works as an advisor for Arbor Point Advisors, focusing on financial planning and dedicating about 10-20% of his time. He also manages Sumner Financial and Sumner Consulting LLC, where he sells life and health insurance, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Securities America Advisors, INC.
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Hartford Equity Sales Company INC.Broker
Allmerica Investments, INC.Broker
The Paul Revere Variable Annuity Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.