JG
JG
James Garraway
6 Years of Experience
Hattiesburg, MS
3 DisclosuresSells Insurance
James Garraway is a registered investment advisor at Simplified Wealth Management, based in Hattiesburg, MS, with 6 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 712 clients with $230M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
712 clients
Average Client Portfolio
$317K average
Assets Under Management
$225.5M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $1.5M | 1.50% |
| $1.5M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Fees may be negotiable in individual cases.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
14 Orleans Drive, Hattiesburg, MS, 39402
Get directionsHistory
Regulatory History (3)
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Regulatory
July 2023Final
Regulatory
July 2023Final
Employment Separation After Allegations
December 2021Other Business ActivitiesSells Insurance
James works as an insurance agent selling various insurance products since 2022. This takes a few hours per week.
Employment History
Current Registrations
Simplified Wealth Management
February 2022 - Present · 4 yrs 2 mos
Previous Registrations
Thrivent Investment Management INC.Broker
November 2019 - January 2022 · 2 yrs 2 mos
State Registrations1 state
MS
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.