Upasana Khandelwal is a registered investment advisor, based in Shakopee, MN, with 6 years of industry experience.
Location
Shakopee, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Upasana owns Kraft Bazzar, where she makes and sells art pieces without profit. This activity is not investment-related and takes minimal time.
Employment History
Current Registrations
Transamerica Investors Securities, LLC
December 2021 - Present · 4 yrs 5 mos
Transamerica Retirement Advisors, LLC
December 2021 - Present · 4 yrs 5 mos
Transamerica Investors Securities, LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2019 - December 2021 · 2 yrs
Wells Fargo Clearing Services, LLCBroker
October 2019 - December 2021 · 2 yrs 2 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.