JD
JD
John Duncan is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2009Settled
Other Business Activities
John is a joint owner of rental property in Louisville, KY since 2015, acting as a passive investor. He spends minimal time on this activity.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 1999 - April 2007 · 7 yrs 7 mos
Morgan Stanley Dw INC.Broker
November 1984 - April 2007 · 22 yrs 5 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
August 1980 - November 1984 · 4 yrs 3 mos
State Registrations9 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.