MC
MC
Marci Coots is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
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Regulatory History (1)
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Customer Dispute
December 2023Settled
Employment History
Current Registrations
Morgan StanleyBroker
October 2020 - Present · 5 yrs 7 mos
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Ifp Securities, LLCBroker
October 2019 - October 2020 · 1 yr
Independent Financial Partners
October 2019 - October 2020 · 1 yr
LPL Financial LLCBroker
February 2018 - November 2019 · 1 yr 9 mos
LPL Financial LLC
February 2018 - November 2019 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - March 2017 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2011 - March 2017 · 5 yrs 7 mos
Wells Fargo Advisors, LLCBroker
July 2009 - July 2011 · 2 yrs
Wells Fargo Advisors, LLC
July 2009 - July 2011 · 2 yrs
UBS Financial Services INC.
January 2009 - August 2009 · 7 mos
UBS Financial Services INC.Broker
September 2008 - August 2009 · 11 mos
State Registrations43 states
AKALARAZCACOCTDCDEFLGAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENJNMNYOHORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.