JL
JL

James Jason Lafleur

2 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
2,281 clients
Average Client Portfolio
$4.7M average
Assets Under Management
$10.7B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

100 Quannapowitt Pkwy, Suite 402, Wakefield, MA, 01880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James receives commissions from the Investments & Wealth Institute/CIMA, which is not investment related. This takes minimal time.

Employment History
Current Registrations
Sentinel Pension Advisors, LLC.
June 2024 - Present · 1 yr 8 mos
Sentinel Securities, LLC.
June 2024 - Present · 1 yr 8 mos
Sentinel Securities, LLC.Broker
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Global Retirement Partners LLC
March 2024 - July 2024 · 4 mos
LPL Financial LLCBroker
March 2024 - June 2024 · 3 mos
Quasar Distributors, LLCBroker
December 2022 - June 2023 · 6 mos
MML Investors Services, LLCBroker
October 2019 - March 2020 · 5 mos
Northwestern Mutual Investment Services, LLCBroker
October 2019 - October 2019 · 0 mos
State Registrations1 state
MA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.