David Elliott is a registered investment advisor, based in Columbia, SC, with 4 years of industry experience.
Location
700 Saturn Parkway, Columbia, SC, 29212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arkadios CapitalBroker
February 2024 - Present · 2 yrs 3 mos
Arkadios Wealth Advisors
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Thrivent Investment Management INC.
August 2021 - February 2024 · 2 yrs 6 mos
Thrivent Investment Management INC.Broker
July 2021 - February 2024 · 2 yrs 7 mos
State Registrations3 states
NCPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.