Alfred Marsicano
Alfred Marsicano is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lauderdale By Sea, FL, with 44 years of industry experience. Alfred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
221 Commercial Blvd., Suite 206, Lauderdale By Sea, FL, 33308
Get directionsHistory
Regulatory History (1)
Regulatory
September 1997Other Business Activities
Alfred is an independent contractor and president of AFM Wealth Management LLC, a support company for his practice, since August 2024. He spends about 10-20% of his time on this business, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Winslow, Evans & Crocker, INC.Broker
Winslow, Evans & Crocker, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Oppenheimer & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.