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Alfred Marsicano

43 Years of Experience
Lauderdale By Sea, FL
1 DisclosureBroker

Alfred Marsicano is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lauderdale By Sea, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

221 Commercial Blvd., Suite 206, Lauderdale By Sea, FL, 33308

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History

Regulatory History (1)
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Regulatory
September 1997
Final
Other Business Activities

Alfred is an independent contractor and president of AFM Wealth Management LLC, a support company for his practice, since August 2024. He spends about 10-20% of his time on this business, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2023 - Present · 3 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - January 2023 · 6 mos
B. Riley Wealth Advisors, INC.
April 2021 - January 2023 · 1 yr 9 mos
National Securities CorporationBroker
March 2021 - July 2022 · 1 yr 4 mos
Winslow, Evans & Crocker, INC.Broker
June 2018 - April 2021 · 2 yrs 10 mos
Winslow, Evans & Crocker, INC.
June 2018 - April 2021 · 2 yrs 10 mos
UBS Financial Services INC.
September 1997 - October 2016 · 19 yrs 1 mo
UBS Financial Services INC.Broker
March 1988 - October 2016 · 28 yrs 7 mos
Oppenheimer & CO., INC.Broker
July 1982 - March 1988 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1980 - July 1982 · 1 yr 10 mos
State Registrations16 states
CACTDEFLGAILMAMDMINJNVNYOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alfred Marsicano - Financial Advisor | TrueAdvisor