Alphonse Procaccino is a CFP-designated registered investment advisor, based in Fair Haven, NJ, with 45 years of industry experience.
Location
740 River Road, Suite 208 & 209, Fair Haven, NJ, 07704
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alphonse is the President, CCO & IAR of Castle Financial & Retirement Planning Assoc, where he runs the agency and handles investment and insurance-related business, dedicating full-time hours. He also provides investment advisory and financial planning services through Reynolds Benefits, spending minimal time on this activity.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Castle Financial & Retirement Planning Associates INC
Previous Registrations
Modern Capital Securities INC.Broker
Imst Distributors, LLCBroker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Mercer, Bokert, Buckman & Reid, INC.Broker
Cowen & CO.Broker
Oppenheimer & CO., INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.