Matthew Kennedy is a CFA-designated registered investment advisor at Oppenheimer & CO. INC., based in Fair Haven, NJ, with 24 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
Fair Haven, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Manhattan Investment Management Services INC
Banc of Manhattan CapitalBroker
Mdb Capital Group LLCBroker
Banc of America Securities LLCBroker
Countrywide Securities CorporationBroker
Guggenheim Capital Markets, LLCBroker
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.Broker
UBS Warburg LLCBroker
UBS Painewebber INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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