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Benjamin Dominguez

6 Years of Experience
Brea, CA
1 DisclosureBroker

Benjamin Dominguez is a registered investment advisor at Wells Fargo Advisors, based in Brea, CA, with 6 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

135 S State College Blvd Ste 550, Brea, CA, 92821

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History

Regulatory History (1)
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Criminal
January 2007
Final Disposition
Other Business Activities

Benjamin is a referee for the California Basketball Officials Association, officiating high school games. This takes a few hours per week and does not occur during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors
December 2019 - Present · 6 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
October 2019 - Present · 7 yrs
State Registrations8 states
AZCAINMAMDMONVTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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